NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC X-17A-5 (2020-02-24) — Broker-dealer annual report

Full text of NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC's X-17A-5 filed 2020-02-24 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
• Form: X-17A-5
• Filed: 2020-02-24
• Period: 2019-12-31
• Accession: 0000072174-20-000004
• CIK: 72174
• File #: 8-14088
• Material weakness: No
• Auditor: PricewaterhouseCoopers, LLP
• Auditor location: Chicago, IL
• Contact: Rebecca Sujecki
• Phone: 414-665-3176
• Signed by: Kelly Martin (FINOP & Treasurer)

Document text (excerpt)

X-17A-5 0000072174 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC 720 EAST WISCONSIN AVENUE MILWAUKEE WI 53202-4797 Rebecca Sujecki 414-665-3176 PricewaterhouseCoopers, LLP One North Wacker Chicago IL 60606 Certified Public Accountant Kelly Martin NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC 02-21-2020 Kelly Martin FINOP & Treasurer Y

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Original filing on SEC EDGAR (source of record)