NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC X-17A-5 (2019-02-27) — Broker-dealer annual report

Full text of NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC's X-17A-5 filed 2019-02-27 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
• Form: X-17A-5
• Filed: 2019-02-27
• Period: 2018-12-31
• Accession: 0000072174-19-000005
• CIK: 72174
• File #: 8-14088
• Material weakness: No
• Auditor: PricewaterhouseCoopers, LLP
• Auditor location: Chicago, IL
• Contact: Rebecca Sujecki
• Phone: 414-665-3176
• Signed by: Jennifer O'Leary (FINOP & Treasurer)

Document text (excerpt)

X-17A-5 0000072174 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC 720 EAST WISCONSIN AVENUE MILWAUKEE WI 53202-4797 Rebecca Sujecki 414-665-3176 PricewaterhouseCoopers, LLP One North Wacker Chicago IL 60606 Certified Public Accountant Jennifer O'Leary NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC 02-26-2019 Jennifer O'Leary FINOP & Treasurer Y

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Original filing on SEC EDGAR (source of record)