Full text of NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC's X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Northwestern Mutual Investment Services, LLC** **Statement of Financial Condition December 31, 2022** **AVAILABLE FOR PUBLIC** {1}------------------------------------------------ | ANNUAL REPORTS | | | | |----------------|--------------|--|--| | | FORM X-17A-5 | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Northwestern Mutual Investment Services, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>് Broker-dealer<br>[ ] Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 720 E. Wisconsin Ave. | | | | | | | | (No. and Street) | | | | | | Milwaukee | WI | | | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jared Ward, FINOP | (414) 665 - 5520 | | jaredward@northwesternmutual.com | | | | (Area Code - Telephone Number)<br>(Name) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling*<br>PricewaterhouseCoopers, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One North Wacker | Chicago | IL | 60606 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/03 | | 238 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | {2}------------------------------------------------ | Jared Ward | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------|------------------------------------------------------------------------------------------------------------------------------------| | | financial repo…Read the full text as markdown