Full text of KEEL POINT CAPITAL, LLC's X-17A-5 filed 2024-09-24 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 ### **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII**  **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 0 1/01/2018 | AND ENDING 12/31/2018 | | | | |---------------------------------------------------------------------------------------------------|-----------------------|--|--|--| | MM/00/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | Keel Point LLC<br>NAME oF BROKER-DEALER: | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>100 Church Street, Suite 500 | FIRM I.D. NO. | | | | (No. and Street) **Huntsville AL 35801** (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT Sandra H. Stephens (Area Code - Telephone Number) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report\* | EEPB, P.C. | | | | | | |---------------------------------------------------------------------|---------|---------|------------|--|--| | (Name - if individual, state last, first, middle name) | | | | | | | 2950 North Loop W | Houston | TX | 77092 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | It/ I<br>ertified Public Accountant | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | #### **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** 1, **Sandra H. Stephens** , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm…Read the full text as markdown