Full text of KEEL POINT CAPITAL, LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2025 {1}------------------------------------------------ ### **C O N T E N T S** | | PAGE<br>NUMBER | |---------------------------------------------------------------------------------------------------|----------------| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>3 | | | FINANCIAL STATEMENTS | | | STATEMENT OF FINANCIAL CONDITION<br>4 | | | STATEMENT OF INCOME<br>5 | | | STATEMENT OF CHANGES IN MEMBER'S EQUITY6 | | | STATEMENT OF CASH FLOWS7 | | | NOTES TO FINANCIAL STATEMENTS<br>8-14 | | | SUPPLEMENTAL INFORMATION | | | COMPUTATION OF NET CAPITAL PURSUANT TO SEC<br>RULE 15C3-1 15 | | | COMPUTATION FOR DETERMINATION OF THE RESERVE<br>REQUIREMENTS<br>PURSUANT TO SEC<br>RULE 15C3-3 16 | | | INFORMATION RELATING TO THE POSSESSION OR<br>CONTROL REQUIREMENTS<br>UNDER RULE 15C3-3 17 | | | KEEL POINT CAPITAL,<br>LLC<br>EXEMPTION REPORT 18 | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 19 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20S49** | 0MB Number: 3235-0123 | | |---------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>lZ | | | | | ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-22990 | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----|-----------------------------------------|----------------------| | FILING FOR THE PERIOD BEGINNING 01101125 | | | AND ENDING 12131125 | | | | ----------<br>MM/DD/VY | | ----------- | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Keel Point Capital, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>O Security-based swap dealer<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 100 Church Street S.W., Suite 500 | | | | | | | (No. and Street) | | | | | Huntsville | AL | | | 35801 | | (City) | (State) | | | (Zip Code) | | PE…Read the full text as markdown