Full text of KEEL POINT CAPITAL, LLC's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2024 {1}------------------------------------------------ ### **CONTENTS** | PAGE<br>NUMBER | | |----------------------------------------------------------------------------------------------------------|--| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>3 | | | FINANCIAL<br>STATEMENTS | | | 4<br>STATEMENT OF FINANCIAL CONDITION | | | STATEMENT OF INCOME···································<br><br>5 | | | STATEMENT OF CHANGES IN MEMBER'S EQUITY<br>6 | | | STATEMENT OF CASH FLOWS<br>7 | | | NOTES TO FINANCIAL STATEMENTS<br>8-14 | | | SUPPLEMENTAL<br>INFORMATION | | | COMPUTATION OF NET CAPITAL PURSUANT TO SEC RULE 15c3-1<br><br>15 | | | COMPUTATION<br>FOR DETERMINATION OF THE RESERVE<br>REQUIREMENTS<br>PURSUANT TO SEC RULE 15c3-3<br><br>16 | | | INFORMATION RELATING TO THE POSSESSION OR CONTROL REQUIREMENTS<br>UNDER RULE 15c3-3<br><br>17 | | | KEEL POINT CAPITAL, LLC EXEMPTION REPORT<br>18 | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>19 | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>ON APPLYING AGREED-UPON PROCEDURES<br>20-21 | | | GENERAL ASSESSMENT RECONCILIATION (FORM SIPC-7)<br><br>22-23 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPFlOVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov 30, 2026 | | | Estimate □ average burden | | | 12<br>hours per response: | | | | | SEC FILE NUMBER 8-22990 #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities E,cchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01 /01 <sup>l</sup> <sup>24</sup>AND ENDING 12131124 ---------- ----------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Keel Point Capital, LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Church Street S.W. Suite 500 (No. and Street) Huntsville AL (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 35801 (Zip Code) Michael Bates 256-704-5111 mbates@keelpoint.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOU…Read the full text as markdown