Full text of KEEL POINT CAPITAL, LLC's X-17A-5 filed 2024-09-24 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-22990 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** MM/DD/VY AND ENDING **12/31 /23** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Keel Point Capital, LLC TYPE OF REGISTRANT (check all applicable boxes}: ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} 100 Church Street S.W. Suite 500 {No. and Street) Huntsville AL 35801 {City) {State) {Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Michael Bates 256.704.5111 mbates@keelpoint.com {Name) {Area Code - Telephone Number) {Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* CROWE LLP {Name - if individual, state last, first, and middle name) 485 LEXINGTON AVE FLOOR 11 NEW YORK NY 10017 {Address) {City) (State) (Zip Code) 09/24/2003 173 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | I, | Mee.<br>I:, e ,,,.J.-(! •<br>?:,,S<br>, swear (or affirm) that, to the best of my knowledge and belief, the<br>• | | | | |---|----------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | | | financial<br>report pertaining<br>to the fir<br>of KEEL POINT CAPITAL, LL…Read the full text as markdown