Full text of KEEL POINT CAPITAL, LLC's X-17A-5 filed 2024-09-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | |-----------------| | 8-22990 | MM/DD/VY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** AND ENDING **12/31/2022** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Keel Point Capital, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 100 Church Street, Suite 500 | | (No. and Street) | | |------------|------------------|------------| | Huntsville | AL | 35801 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Sandra Stephens | 256-704-5113 | sstephens@keelpoint.com | |-----------------|-------------------------------|-------------------------| | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | ### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Crowe LLP | 435 Lexington Ave Floor 11 | (Name - if individual, state last, first, and middle name)<br>New York | NY | 10017 | |----------------------------------------|------------------------------------------------------------------------|---------|-------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | l"<br>09/24/2003 | | 173 | | | of RegJmauoa w;th PCAOB)(lf appHcableJ | | | {PCAOB Regl~,aUoa N,mbec, ;f applkableJ I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | | I, Sandra Stephens<br>swear (or affirm) that,…Read the full text as markdown