Full text of FRED ALGER & COMPANY, INCORPORATED's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules December 31, 2020 (With Reports of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | | UNITED Sf ATES | r | 0MB APPflOVAL | | |-----------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------|--------------|-----------------------------------------------------------------------------|--| | | SECURITfESANDEXCHANGECOMMISS!ON<br>Washington, I),C. 20549 | f E.xpke~. | 0MB Number:<br>3:?35·0123<br>October 3 J, 2023<br>Estimate<! aveiag~ burden | | | | ANNUAL AUDITED REPORT | | 1 hours per response 12.00_ | | | | FORM X-17A-5 | | | | | | PART Ill | | SE.C ALE NUMBER | | | | | | s.15900 | | | | FACI NG PACE<br>Informatioo Required of Brokers and Dealers Pursuant to Section 17 of jhe<br>Sccurilics Exchange Act of 193• and Rule l 7.i-5 Thereunder | ___ | | | | REPORT FOR THE PERIOD BEGINNING | ---<br>01/_01_/2_0_2_0_<br>AND F\IDING | | 12/31/202Q | | | | -<br>MM,DDr'!Y | | | | | | A. REGISTRANT JDENTJFICATION | | I | | | NAME OF BROKER-DEALER: Fred Alger & Company, LLC | | | OFFICIAL USEONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do 1101 use P.O. Box No.) | | | FIRMLD.NO. | | | | 360 Park Ave South, Suite 200 | -------- | ------<br>-~ | | | | (;lo ~nd S1rcet) | | | | | New York | NY | | 10010 | | | | | | !Lip Code} | | | __________<br>}IJ\ME AND TELEPHONE NUMBER OF PERSON TO CO'ITACT IN REGARD TO THIS REPORT<br>Robert Kma!!I | | 201-547-3604 | | | | | | | (Are, Code - Tdephcoe Number l | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is colllained in this Report•<br>KPMG | | | | | | | (Name-· ,[indMdua/ star,: !<Js1,firs1. middli! ni111el | | | | | 345 Park Ave. | New York | NY | 10154 | | | | | | (7.11, Codel | | | CHECK ONE: | | | | | | (Z)certitied Public Accountam | | | | | | Pul>lic Accountant | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | B<br>Accoun1a.n1 oot residenl in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | *•c1<11ms for ,>;:rrmptum /rum tlu!* rc•q111rcment *that 1'111 01111ual report be <:Mered* lr)· *thtt upi11ion of an i11dep.:nde111 p11blic* a«·mmta11f mu.II *be .mpp,irred* by *a* sta/f:meJI/ *ofjiu:ts and*…Read the full text as markdown