Full text of FRED ALGER & COMPANY, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules As of and for the year ended December 3 I , 2025 (With Report of independent Registered Publ ic Accow1ting Fim1 Thereon) This report is prepared in accordance with Rule 17a-5(e)(3) under the ecurities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL<br>0MB Number: 3235-0123 | | |---------------------------------------|----| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | |-----------------| | 8-15900 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | MM/DD/YY | | | MM/DD/YY | |------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | (No. and Street) | | | | | NY | | | 10004 | | (State) | | | (Zip Code) | | | | | | | | | Rkincel@alger.com | | | | | (Email Address) | | | | | | | | | | | | | | | | | | | | | | | | | | 10112 | | | | | (Zip Code) | | | | | | | | | | I PCAOB Reg;m,,;o, N ,mbec, ;f appUca ble) | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2025<br>TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>100 Pearl Street 27TH FL<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>201-54 7 -3604<br>Deloitte & Touche LLP<br>(City) | A. REGISTRANT IDENTIFICATION<br>NAME oF FIRM : Fred Alger & Company, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O.…Read the full text as markdown