Full text of FRED ALGER & COMPANY, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules December 31 , 2022 (With Reports of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | | UNITED STATES | | I | 0MB APPROVAL | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------------------|---------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | | ' 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | Washington, D.C. 20549 | | | Estimated average burden | | | | | hours per response: | 12 | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-5 | | | 8-15.900 | | | PART Ill | | | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange.Act of.1934 | | | | | | FILING FOR THE PERIOD BEGINNING Q 1/01/2022 | | AND ENDING 12/31/2022 | | | | | MM/DD/YY | | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM : Fred Alger & Company, LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | 0 Broker-dealer | D Security-based swap dealer | D Major security-based swap participant | | | | 0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 100 Pearl Street | | | | | | | (No. and Street) | | | | | New York | New York | | | 10004 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert Kincel | 201-547-3604 | | | rkincel@alger.com | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | KPMG, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | !Address) | (City) | | (State) | (Zip Code) | | 345 Park Avenue | New York | | New York | 10154 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a…Read the full text as markdown