Full text of FRED ALGER & COMPANY, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules December 31, 2023 (With Reports oflndependent Registered Public Accounting Firm Thereon) This report is deemed CONFIDENTIAL in accordance with Rule 17a-5( e )(3) under the Securities Exchange Act of 1934. The Consolidated Statement of Financial Condition, bound separately, has been filed with the Securities and Exchange Commission herewith as a Public Document. {1}------------------------------------------------ #### **Table of Contents** | | Page | |------------------------------------------------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | | | Financial Statements: | | | Statement of Financial Condition | 2 | | Statement of Income | 3 | | Statement of Changes in Member's Equity | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6-16 | | Supplemental Schedules | | | Computation of Net Capital Under 17 CFR 240. l 5c3-l<br>Schedule I - | 17 | | Computation for Determination of Customer Reserve Requirements pursuant to<br>Schedule II -<br>Exhibit A to 17 CFR240.15c3-3 | 18 | | Report oflndependent Registered Public Accounting Firm Regarding Rule 15c3-3<br>Exemption Report | 19 | | Rule 15c3-3 Exemption Report | 20 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| 8-15900 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/VY AND ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Fred Alger & Company, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Pearl Street (No. and Street) New York New York 10004 {City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Robert Kincel 201-54 7 -3604 rkincel@alger.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION…Read the full text as markdown