Full text of FRED ALGER & COMPANY, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules December 31, 2021 (With Reports of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **PART** Ill | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8-15900 | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | |------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | AND ENDING 12/31/2021 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Fred Alger & Company, LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>• Check here !frespondent is also an OTC derivatives dealer | • Security-based swap dealer | • Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 100 Pearl Street | | | | | (No. and Street) | | | New York | New York | 10004 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Robert Kincel | 201-54 7 -3604 | rkincel@alger.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | KPMG, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | | | | | (Address) | (City) | (State)<br>(Zip Code) | | (Address) | (City) | (State) | (Zip Code) | | | |-------------------------------------------------|-----------------------|---------------------------------------------|------------|--|--| | 345 Park Avenue | New York | New York | 10154 | | | | (rte of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | (PCAOB Registration Number, if applicable)! | | | | | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the r…Read the full text as markdown