Full text of WELLS FARGO CLEARING SERVICES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition ## **Wells Fargo Clearing Services, LLC** (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) December 31, 2019 (With Report from Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) Statement of Financial Condition December 31, 2019 (With Report from Independent Registered Public Accounting Firm Thereon) {2}------------------------------------------------ #### U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART III | FACING PAGE<br>Information Required of Brokers and Dealers<br>Pursuant to Section 17 of the Securities Exchange Act of 1934<br>and Rule 17a-5 Thereunder | SEC FILE NUMBER<br>8-37180 | | | |----------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------|-----------------------------------|--| | REPORT FOR THE PERIOD BEGINNING | 01/01/19<br>MM/DD/YY | AND ENDING | 12/31/19<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER:<br>Wells Fargo Clearing Services, LLC | | | Official Use Onlv<br>FIRM ID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>(Do not use P.O. Box No.) | | | | | | One North Jefferson | | | | | | St. Louis | | (No. and Street)<br>MO | 63103 | | | (City) | | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Kathy Barney | | 314-875-2463 | | | | | (Area Code - Telephone No.) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | (Name - if individual, state last, first, middle name) | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | KPMGLLP | | | | | | 10 South Broadway | St. Louis | MO | 63102 | | | Number and Street<br>(ADDRESS) | City | State | Zip Code | | | CHECK ONE:<br>~<br>~ | [TI Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an i…Read the full text as markdown