Full text of WELLS FARGO CLEARING SERVICES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition # **Wells Fargo Clearing Services, LLC** (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) December 31, 2021 (With Report from Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) Statement of Financial Condition December 31, 2021 (With Report from Independent Registered Public Accounting Firm Thereon) {2}------------------------------------------------ | | | | CCC CH C ABRADED | | |--|--|--|------------------|--| | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | |-----------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|------------|--------------------------------------------|------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Wells Fargo Clearing Services, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | One North Jefferson | | | | | | | (No. and Street) | | | | | St Louis | MO | | 63101 | | | (City)<br>(State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sol Gindi | (212) 214-2952 | | sol.gindi@wellsfargo.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | (Name -- if individual, state last, first, and middle name) | | | | | 10 South Broadway | St Louis | MO | | 63102 | | (Address) | (City) | | (State) | (Zip Code) | | 10/20/03 | | 185 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | {3}------------------------------------------------ | Sol Ginal | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------…Read the full text as markdown