Full text of WELLS FARGO CLEARING SERVICES, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Statement of Financial Condition # **Wells Fargo Clearing Services, LLC** (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) December 31, 2022 (With Report from Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) Statement of Financial Condition December 31, 2022 (With Report from Independent Registered Public Accounting Firm Thereon) {2}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | | | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022<br>MM/DD/YY | | |------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--| | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Wells Fargo Clearing Services, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>LI Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | One North Jefferson | | | | | | | (No. and Street) | | | | | St Louis | MO | | 63101 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Rakesh Patel | (704) 715-9832 | | rakesh.patel2@wellsfargo.com | | | (Name)<br>(Area Code - Telephone Number) | | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMGIIP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 10 South Broadway | St Louis | MO | 63102 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/03 | | 185 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | {3}------------------------------------------------ | Rakesh Patel<br>swear (or affirm) that, to the best of my knowledge and belief, the<br>financial report pertaining to the firm of __ Wells Fargo Clearing Services, LLC<br>as…Read the full text as markdown