Full text of WELLS FARGO CLEARING SERVICES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition # **Wells Fargo Clearing Services, LLC** (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) December 31, 2020 (With Report from Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) Statement of Financial Condition December 31, 2020 (With Report from Independent Registered Public Accounting Firm Thereon) {2}------------------------------------------------ | | U.S. SECURITIES AND EXCHANGE COMMISSION<br>WASHINGTON, D.C. 20549 | | | |--------|--------------------------------------------------------------------------------------------------------------|------------|--| | REPORT | FACING PAGE | SEC FILE N | | | a | Information Required of Brokers and Dealers<br>Privation to Santian 17 of the Sommition Exchange Ant of 1091 | 8-371 | | | | A. REGISTRANT IDENTIFICATION | | | |------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------------------|----------------------------------| | NAME OF BROKER-DEALER:<br>Wells Fargo Clearing Services, LLC | | | Official Use Only<br>FIRMID. NO. | | ADDRESS OF PRINCIPAL PLAGE OF BUSINESS:<br>(Do not use P.O. Box No.) | | | | | One North Jefferson | | | | | St. Louis | | (No. and Street)<br>MO | 63103 | | (City) | | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | James Franklin | | | 314-875-8577 | | | | | (Area Code - Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>KPMG LLP | | | | | 10 South Broadway<br>Number and Street<br>(ADDRESS) | St. Louis<br>City . | MO<br>State | 63102<br>Zip Code | | CHECK ONE:<br>Certified Public Accountant<br>X<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | {3}------------------------------------------------ - - - - - - - - - - - - - - {4}------------------------------------------------  KPMG LLP Suite 900 10 South Broadway St. Louis, MO 63102-1761 # **Report of Indepe…Read the full text as markdown