Full text of WELLS FARGO CLEARING SERVICES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Statement of Financial Condition ## Wells Fargo Clearing Services, LLC (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) December 31, 2023 (With Report from Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ (A Wholly Owned Limited Liability Company of Wachovia Securities Financial Holdings, LLC) Statement of Financial Condition December 31, 2023 (With Report from Independent Registered Public Accounting Firm Thereon) {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours ner response: # ANNUAL REPORTS FORM X-17A-5 PART III | a may be low for the first for the later for has lead for the lock has | | |------------------------------------------------------------------------|--| | | | | SEC FILE NUMBER | | | 8-37180 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2023 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Wells Fargo Clearing Services, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [ Check here if respondent is also an OTC derivatives dealer □ Security-based swap dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # One North Jefferson | | (No. and Street) | | | | | |---------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------|-----------------|--|--| | St. Louis | MO | | 63103 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Rakesh Patel | (704) 715-9832 | rakesh.patel2@wellsfargo.com | | | | | (Name) | (Area Code -- Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LIP | | | | | | | | (Name - if individual, state last, first, an…Read the full text as markdown