Full text of MINT BROKERS's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **MINT®** STATEMENT OF FINANCIAL CONDITION Mint Brokers December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PART III** | 0MB APPROVAL | |----------------------------------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023<br>Estimated average burden | | hours per response: 12 | #### SEC FILE NUMBER 8-29616 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0�l/�0�1/\_2 \_1 \_\_\_ AND ENDING \_\_ 1\_2 �/3\_1�/2\_1 \_\_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: MINT BROKERS **FACING PAGE** TYPE OF REGISTRANT (check all applicable boxes): 0Broker-dealer □Security-based swap dealer □Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | |----------------------------------------------------|---------------------------------------------------------------------------|---------------------| | New York | New York | 10038 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Steven Bisgay | 212-294-7849 | SB isgay@cantor.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | Ernst & Young LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name -if individual, state last, first, and middle name) | | | | | | | th Avenue<br>One Manhattan West 401 9<br>(Address) | New York<br>New York<br>(City)<br>(State) | 10001<br>(Zip Code) | | 10/20/2003 | | 42 | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Seel 7CFR 240. l 7a-5( e )(1 )(ii), if applicable. {2}------------------------------------------------ #### **AFFIRMATION** I, Steven Bisgay, affirm that, to the best of my knowledge and belief, the accompanying statement of financial condition pertaining to Mint Brokers (the "Partnership"), as of December 31, 2021, is true and corre…Read the full text as markdown