Full text of MINT BROKERS's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **MINT®** STATEMENT OF FINANCIAL CONDITION Mint Brokers December 31, 2020 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ | | | 0MB APPROVAL | | |------------------------------------------------------------------------------------------------------------------------|-----------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL AUDITED REPORT<br>FORM X-17A-5 | | 0MB Number: 3235-0123<br>Expires: October 31, 2023<br>Estimated average burden<br>hours per response 12. 00<br>SEC FILE NUMBER<br>8-29616 | | | | | | | | | | | | | 01/01/20<br>MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | | | | | | | | | | | | | | | OFFICIAL USE ONLY | | | | | FIRM ID. NO. | | | | | | | | | | | | | | | | | | | | 10022 | | | (State) | | (Zip Code) | | | | | | | | | | (212) 294-7849 | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | | | | | | | | 10036-6530 | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | New York<br>FOR OFFICIAL USE ONLY | PART III<br>FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>(No. and Street)<br>New York<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>New York<br>Accountant not resident in United States or any of its possessions. | | *<sup>\*</sup>Claims for exemption from the requirement that…Read the full text as markdown