Full text of MINT BROKERS's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **MINT®** Statement of Financial Condition Mint Brokers December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART** III **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-**7 **under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/23 *MMIDDIYY* AND ENDING 12/31/23 *MMIDDIYY* #### **A. REGISTRANT IDENTIFICATION** #### NAME OF FIRM: MINT BROKERS TYPE OF REGISTRANT (check all applicable boxes): 0Broker-dealer Security-based swap dealer Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 55 Water Street | | | (No. and Street) | | | |------------|----------------------------------------------|-------------------------------|----------------------------|--| | New York | | New York | 10038 | | | (City) | | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jason Hauf | 212-294-7849 | | Jason.Hauf@bgcpartners.com | | | (Name) | | (Area Code- Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### Ernst & Young LLP | (Name- if individual, state last, first, and middle name) | | | | | | | |-----------------------------------------------------------|----------|----------|------------|--|--|--| | One Manhattan West, 401 9th Avenue | New York | New York | 10001 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/20/2003 | 42 | | | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-5( e)(l )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden ho…Read the full text as markdown