Full text of MINT BROKERS's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **MINT®** STATEMENT OF FINA NC IAL CONDITIO N Mint Brokers December 31, 2022 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burdeu hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** III SEC FILE NUMBER 8-29616 # **Information Required Pursuant to Rules 17 a-5, 17 a-12, and 18a-**7 **under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22 -------- -------- MMID D NY MMIDDNY **FACING PAGE** #### **A. REGISTRANT IDENTIFICATION** ## NAME OF FIRM: -=M=IN"'--'--"T---"B=R=O=K=E=R=S"'---------------------- TYPE OF REGISTRANT (check all applicable boxes): 0Broker-dealer Security-based swap dealer Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 55 Water Street, 10th Floor | | | | | |------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|----------------------------|--| | (No. and Street) | | | | | | New York | New York | | 10038 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jason Hauf | 646-346-6869 | | Jason.Hauf@bgcpartners.com | | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | One Manhattan West 401 9th Avenue | New York | New York | 10001 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See l 7CFR 240. l 7a-5( e )(1 )(ii), if applicable. {2}-----------------------------------…Read the full text as markdown