Full text of MINT BROKERS's X-17A-5 filed 2020-03-04 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  STATEMENT OF FINANCIAL CONDITION Mint Brokers December 31, 2019 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ | | | | 0MB APPROVAL | |---------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------|----------------------------|------------------------------------------------------------------------------------------------------------| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB Number: 3235-0123<br>Expires: August 31, 2020<br>Estimated average burden<br>hours per response 12.00 | | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART III | | SEC FILE NUMBER<br>8-29616 | | | | FACING PAGE | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/19<br>MM/DD/YY | AND ENDING | 12/31/19<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER - DEALER: | | | | | MINT BROKERS | | | OFFICIAL USE ONLY | | | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 110 East 59th Street | | | | | | (No. and Street) | | | | New York<br>(City) | New York<br>(State) | | 10022<br>(Zip Code) | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Steven Bisgay | | | (212) 294-7849<br>(Area Code -Telephone No.) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Ernst & Young LLP | | | | | | (Name -if individual, state last, first, middle name) | | | | | | | | | | | | | | 5 Times Square<br>(Address) | New York<br>(City) | New York<br>(State) | 10036-6530<br>(Zip Code) | | | | | | | CHECK ONE: | | | | | | | | | | X<br>Certified Public Accountant | | | | | Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent pub lic accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC…Read the full text as markdown