B. RILEY WEALTH MANAGEMENT, INC. X-17A-5 (2018-08-27) — Broker-dealer annual report

Full text of B. RILEY WEALTH MANAGEMENT, INC.'s X-17A-5 filed 2018-08-27 (period 2018-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: B. RILEY WEALTH MANAGEMENT, INC.
• Form: X-17A-5
• Filed: 2018-08-27
• Period: 2018-06-30
• Accession: 0000739337-18-000008
• CIK: 739337
• File #: 8-31206
• Material weakness: No
• Auditor: Spicer Jeffries LLP
• Auditor location: Denver, CO
• Contact: Stephen Bonnema
• Phone: (901) 255-1387
• Signed by: Stephen Bonnema (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000739337 XXXXXXXX 008-31206 LIVE true true false 07-01-2017 06-30-2018 Broker-dealer N B. RILEY WEALTH MANAGEMENT, INC. 40 SOUTH MAIN SUITE 1800 MEMPHIS TN 38103 Stephen Bonnema (901) 255-1387 Spicer Jeffries LLP 4601 DTC Boulevard Suite 700 Denver CO 80237 Certified Public Accountant Stephen Bonnema B. RILEY WEALTH MANAGEMENT, INC. 06-30-2018 Stephen Bonnema Chief Financial Officer Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-03-31
• X-17A-5 — 2025-03-28
• X-17A-5 — 2024-03-26
• X-17A-5 — 2023-03-20
• X-17A-5 — 2022-03-02
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-28
• X-17A-5 — 2017-08-30
• X-17A-5 — 2016-08-26
• X-17A-5 — 2015-08-31
• X-17A-5 — 2014-08-29

Original filing on SEC EDGAR (source of record)