Full text of B. RILEY WEALTH MANAGEMENT, INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # B. Riley Wealth Management, Inc. (A wholly owned subsidiary of B. Riley Wealth Management Holdings, Inc.) Financial Report December 31, 2025 This report is filed in accordance with with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-31206 | | {2}------------------------------------------------ | I Marv Ann N. Swain | | swear (or affirm) that, to the best of my knowledge and belief, the | | | |-----------------------------------------------------------------------------|-------|---------------------------------------------------------------------|--|-------| | financial report pertaining to the firm of B. Riley Wealth Management, Inc. | | | | as of | | 17/21 | a not | | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # Contents | Contents | |---------------------------------------------------------| | | | | | Report of Independent Registered Public Accounting Firm | | Financial Statement | | Statement of Financial Condition | {4}------------------------------------------------  RYAN & JURASKA LLP # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholder of B. Riley Wealth Management, Inc. # Opinion on the Financial Statement We have audited the accompanying statement of financial condition of B. Riley Wealth Management, Inc. (the Company) as of December 31, 2025, and the related notes (collectively referred to as the financial statement). In our opinion, the statement of financial condition presents fairly, in all material respects, the financial position of B. Riley Wealth Management, Inc. as of December 31, 2025 in conformity with accounting principles generally accepted in the United States of America. # Basis for Opinion This financial statement is the responsibility of B. Riley Wealth Management, Inc.s management. Our responsibility is to express an opinion on the Companys financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to B. Riley Wealth Management, Inc…Read the full text as markdown