Full text of B. RILEY WEALTH MANAGEMENT, INC.'s X-17A-5 filed 2023-03-20 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **B. Riley Wealth Management, Inc.** (A wholly owned subsidiary of B. Riley Wealth Management Holdings, Inc.) Financial Report December 31, 2022 The report is filed in accordance with Rule 17a-5e(3) under the Securities and Exchange Act of 1934 as a **PUBLIC DOCUMENT**. {1}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-31206 | | | | | | 40 S. Main Street, Suite 1800 | | | |--|--|--|-------------------------------|--|--| |--|--|--|-------------------------------|--|--| | | (No. and Street) | | | |---------------------------------------------------------------|---------------------------------------------------------------------------|-----------------|--------------------------------------------| | Memphis | IN | | 38103 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Mary Ann N. Swain | (901) 259-9435 | | maryswain@brileyfin.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Spicer Jeffries LLP | | | | | 4601 DTC Boulevard, Suite 700 Denver | (Name - if individual, state last, first, and middle name) | CO | 80237 | | | (City) | (State) | (Zip Code) | | 10/20/2003 | | 349 | | | (Address)<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | {2}------------------------------------------------ | Mary Ann N. Swain | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of B. Riley Wealth Management, Inc. | as of | | 12/31 | 2 022 | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | | | |  - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ ## **Contents** | | Page | |---------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | | | Financial Statement | | | Statement of Financial Condition | 2 | | Notes…Read the full text as markdown