B. RILEY WEALTH MANAGEMENT, INC. X-17A-5 (2021-02-26) — Broker-dealer annual report

Full text of B. RILEY WEALTH MANAGEMENT, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: B. RILEY WEALTH MANAGEMENT, INC.
• Form: X-17A-5
• Filed: 2021-02-26
• Period: 2020-12-31
• Accession: 0000739337-21-000003
• CIK: 739337
• File #: 8-31206
• Material weakness: No
• Auditor: Spicer Jeffries LLP
• Auditor location: Denver, CO
• Contact: Mary Ann Swain
• Phone: 9012599435
• Signed by: Mary Ann N. Swain (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000739337 XXXXXXXX LIVE true false false 01-01-2020 12-31-2020 Broker-dealer N B. RILEY WEALTH MANAGEMENT, INC. 40 SOUTH MAIN SUITE 1800 MEMPHIS TN 38103 Mary Ann Swain 9012599435 Spicer Jeffries LLP 40 DTC Boulevard Suite 700 Denver CO 80237 Certified Public Accountant Mary Ann N. Swain B. RILEY WEALTH MANAGEMENT, INC. 12-31-2020 Mary Ann N. Swain Chief Financial Officer Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-03-31
• X-17A-5 — 2025-03-28
• X-17A-5 — 2024-03-26
• X-17A-5 — 2023-03-20
• X-17A-5 — 2022-03-02
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-08-27
• X-17A-5 — 2017-08-30
• X-17A-5 — 2016-08-26
• X-17A-5 — 2015-08-31
• X-17A-5 — 2014-08-29

Original filing on SEC EDGAR (source of record)