Full text of B. RILEY WEALTH MANAGEMENT, INC.'s X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # B. Riley Wealth Management, Inc. (A wholly owned subsidiary of B. Riley Wealth Management Holdings, Inc.) Financial Report December 31, 2023 This report is filed in accordance with with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ | | (No. and Street) | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | Memphis | TN | | 38103 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Mary Ann N. Swain | (901) 259-9435 | | maryswain@brileyfin.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ryan & Juraska LLP | (Name - if individual, state last, first, and middle name) | | | | 141 W. Jackson Blvd. Ste. 2250 Chicago | | - | 60604 | | (Address) | (City) | (State) | (Zip Code) | | 03/24/2009 | | 3407 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>arrountant must has supported of farts and circumstance rollow on as the back of the overprise. Son 17 | | | | {2}------------------------------------------------ | Mary Ann N. Swain | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of B. Riley Wealth Management, Inc. | . as ot | | 12/31 | 2 023 , is true and correct. I further swear (or affirm) that neither the company nor any | | | partner, officer, director, or equivalerson, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | | STATE<br>OF<br>TENNESSEE<br>29946149<br>NOTARY<br>minut<br>PUBLIC<br>Notary Public | Signature:<br>Title:<br>Chief Financial Officer | | My Commission Expires | | - - - - - - - - - - - - - - - - - - - - - - -…Read the full text as markdown