Full text of WESTCO INVESTMENT CORP.'s X-17A-5 filed 2020-11-30 (period 2020-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Westco Investment Corp. FINANCIAL STATEMENTS September 30, 2020** .. {1}------------------------------------------------ | Facing Page to Form X-17 A-5 1 | | |---------------------------------------------------------------------------------------------------------------------------------------|--| | Affirmation of President 2<br>d | | | Independent Auditors' Report 3 | | | Balance Sheet 4 | | | Statement of Income 5 | | | Statement of Changes in Shareholder's Equity 6 | | | Statement of Cash Flows 7 | | | Notes to Financial Statements 8-12 | | | Net Capital Rule 15c3-1 13<br>Computation of Net Capital Pursuant to Uniform<br>Supporting Schedules<br>·<br>, | | | Rule 15c3-1 Pursuant to Rule 17a-5(d)(4) 13<br>Reconciliation of Computation of Net Capital | | | 15c3-3 Exemption Report 14 | | | for a Broker-Dealer Claiming an Exemption from SEC Rule 15c3-3 15<br>Report on Internal Control Structure Required by SEC Rule 17a-5 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL AUDITED REPORT FORM X-17 A-5 PARTIII** | Expires: | August 31, 2020 | |----------|---------------------------| | | Estimated average burden | | | hours per response 12.00 | | | | | | | 0MB APPROVAL 0MB Number: 3235-0123 | SEC FILE NUMBER | |-----------------| | 8-38452 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 1 Q/01/19 | ------~---- | --------<br>--<br>AND ENDING 09/30/20 | | |------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------------------------|---------------------------------------------------| | | MM/DD/YY | | -<br>M MID DI Y Y | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Westco Investment Corp. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not us e P.O. Box No.) | | | FIRM I.D. NO. | | 77 Hempstead Avenue | | | | | | (No. and Street) | | | | Lynbrook | NY | | 11563 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Ana R. Carter | | | (813) 442-1645<br>(Area Code - Telephone Numbe r) | | | B. ACCOUNTANT IDENTIFICATION | | |…Read the full text as markdown