Full text of WESTCO INVESTMENT CORP.'s X-17A-5/A filed 2023-02-15 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Westco Investment Corp. FINANCIAL STATEMENTS September 30, 2022 {1}------------------------------------------------ ### Table of Contents | Facing Page to Form X-17A-5 | |-----------------------------------------------------------------------------------------------------------------------------------| | Affirmation of President | | Independent Auditors' Report | | Balance Sheet | | Statement of Income | | Statement of Changes in Shareholder's Equity | | Statement of Cash Flows | | Notes to Financial Statements | | Supporting Schedules<br>Computation of Net Capital Pursuant to Uniform<br>Net Capital Rule 15c3-1 | | 15c3-3 Exemption Report | | Report on Internal Control Structure Required by SEC Rule 17a-5<br>tor a Broker-Dealer Claiming an Exemption from SEC Rule 15c3-3 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ### ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | SEC FILE NUMBER | | |-----------------|--| | 8-38452 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_10/01/21 09/30/22 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Westco Investment Corp. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer [] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 77 Hempstead Avenue (No. and Street) 11563 Lynbrook NY (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 516-593-5070 acarter@westcofinancialgroup.com Ana R. Carter (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RW Group, LLC (Name - if Individual, state last, first, and middle name) PA 19348 400 Old Forge Lane, Ste 401 Kennett Square (Address) (City) (State) (Zip Code) 02/23/2010 5020 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of th…Read the full text as markdown