Full text of WESTCO INVESTMENT CORP.'s X-17A-5 filed 2023-11-29 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Westco Investment Corp**. **FINANCIAL STATEMENTS September 30, 2023** {1}------------------------------------------------ ## Table of Contents | Facing Page to Form X-17A-5 | | |-----------------------------------------------------------------------------------------------------------------------------------|--| | Affirmation of President | | | Independent Auditors' Report | | | Balance Sheet | | | Statement of Income | | | Statement of Changes in Shareholder's Equity | | | Statement of Cash Flows | | | Notes to Financial Statements | | | Supporting Schedules | | | Computation of Net Capital Under Rule 15c3-1<br>of the Securities and Exchange Commission | | | 15c3-3 Exemption Report | | | Report on Internal Control Structure Required by SEC Rule 17a-5<br>tor a Broker-Dealer Claiming an Exemption from SEC Rule 15c3-3 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-38452 | | ## **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR** THE **PERIOD BEGINNING \_\_\_ 1\_0\_/0\_1\_/2\_2 \_\_\_ AND ENDING \_\_\_ 0\_9/\_3\_0\_/2\_3 \_\_ \_** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ W\_e\_s\_tc\_o\_l\_n\_ve\_s\_t\_m\_e\_n\_t \_C\_o\_rp\_. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 77 Hempstead Avenue (No. and Street) Lynbrook NY (City) {State) PERSON TO CONTACT WITH REGARD TO THIS FILING 11563 (Zip Code) Ana R. Carter 516-593-5070 acarter@westcofinancialgroup.com {Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RW Group, LLC (Name - if individual, state last, first, and middle name) 400 Old Forge Lane, Ste 401 Kennett Square PA (Address) (City) (State) 02/23/2010 5020 19348 (Zip Code) **l" of Reglstrnfoo Mth PCAOB)llf applicable] FOR OFFICIAL USE ONLY (PCAOB Reglstcafoo…Read the full text as markdown