Full text of WESTCO INVESTMENT CORP.'s X-17A-5 filed 2024-11-15 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Westco Investment Corp. FINANCIAL STATEMENTS September 30, 2024 {1}------------------------------------------------ | Facing Page to Form X-17A-5 1 | | |---------------------------------------------------------------------------------------------------------------------------------------|--| | Affirmation of President 2 | | | Independent Auditors' Report 3 | | | Balance Sheet 4 | | | Statement of Income 5 | | | Statement of Changes in Shareholder's Equity 6 | | | Statement of Cash Flows 7 | | | Notes to Financial Statements 8-12 | | | Supporting Schedules | | | Computation of Net Capital Under Rule 15c3-1<br>of the Securities and Exchange Commission 13 | | | 15c3-3 Exemption Report 14 | | | Report on Internal Control Structure Required by SEC Rule 17a-5<br>for a Broker-Dealer Claiming an Exemption from SEC Rule 15c3-3 15 | | {2}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-38452 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 10/01 /23 | | AND ENDING 09/30/24 | |-------------------------------------------|----------|---------------------| | | MM/DD/VY | MM/DD/VY | **A. REGISTRANT IDENTIFICATION** ### NAME oF FIRM: Westco Investment Corp. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 77 Hempstead Avenue | NY<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | | 11563<br>(Zip Code) | |---------------------------------------------------------------|-----------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | acarter@westcofinancialgroup.com | | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | Landen berg | PA | 19350 | | (City) | (State) | (Zip Code) | | | 5020 | | | | | (PCAOB Reg;straUoo N,mbec, • appl;cable)I | | FOR OFFICIAL USE ONLY | | | | |…Read the full text as markdown