Full text of WESTCO INVESTMENT CORP.'s X-17A-5 filed 2022-11-18 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Westco Investment Corp. FINANCIAL STATEMENTS September 30, 2022 {1}------------------------------------------------ | Facing Page to Form X-17A-5 1 | |---------------------------------------------------------------------------------------------------------------------------------------| | Affirmation of President 2 | | Independent Auditors' Report 3 | | Balance Sheet 4 | | Statement of Income 5 | | Statement of Changes in Shareholder's Equity 6 | | Statement of Cash Flows 7 | | Notes to Financial Statements 8-12 | | Supporting Schedules<br>Computation of Net Capital Pursuant to Uniform<br>Net Capital Rule 15c3-1 13 | | 15c3-3 Exemption Report 14 | | Report on Internal Control Structure Required by SEC Rule 17a-5<br>for a Broker-Dealer Claiming an Exemption from SEC Rule 15c3-3 15 | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | | |-----------------|--| | 8-38452 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>1_0_/0_1_/2_1 | ___<br>AND ENDING | ___<br>0_9_/_30_/_22 | __<br>_ | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------|-----------------------------------------|---------|--| | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | __<br>NAME OF FIRM:<br>W_e_st_c_o_ln_v_e_s_tm_en_t_C_o_r_p_. | | | ________________<br>_ | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | 0 Broker-dealer<br>D Security-based swap dealer | | | D Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 77 Hempstead Avenue | | | | | | | (No. and Street) | | | | | | Lynbrook | NY | | 11563 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | 516-593-5070<br>Ana R. Carter | | | acarter@w…Read the full text as markdown