ARBOR RESEARCH & TRADING, LLC X-17A-5 (2017-02-22) — Broker-dealer annual report

Full text of ARBOR RESEARCH & TRADING, LLC's X-17A-5 filed 2017-02-22 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ARBOR RESEARCH & TRADING, LLC
• Form: X-17A-5
• Filed: 2017-02-22
• Period: 2016-12-31
• Accession: 0000824662-17-000001
• CIK: 824662
• File #: 8-38818
• Material weakness: No
• Auditor: DeMarco Sciaccotta Wilkens & Dunleavy LLP
• Auditor location: Chicago, IL
• Contact: Michael Moise
• Phone: 847-756-3509
• Signed by: James R. Stevens (Chief Executive Officer)

Document text (excerpt)

X-17A-5 0000824662 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N ARBOR RESEARCH & TRADING, LLC 1000 HART ROAD SUITE 260 BARRINGTON IL 60010 Michael Moise 847-756-3509 DeMarco Sciaccotta Wilkens & Dunleavy LLP 6601 N. Avondale Ave #200 Chicago IL 60631 Certified Public Accountant James R. Stevens ARBOR RESEARCH & TRADING, LLC 12-31-2016 none James R. Stevens Chief Executive Officer Y

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• X-17A-5 — 2016-02-29
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Original filing on SEC EDGAR (source of record)