Full text of ARBOR RESEARCH & TRADING, LLC's X-17A-5 filed 2025-02-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Arbor Research &** ## **Trading, LLC** (SEC File No. 8-38818) Statement of Financial Condition as of December 31 , 2024, and Report of Independent Registered Public Accounting Firm Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20S49 | ## **ANNUAL REPORTS FORM** X-17A-S **PART III** **OMS APPROVAl OMS Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response:** 12 > **SEC FILE NUMBER** 8-38818 ## FACING PAGE **Information Required Pursuant to Rules 17a·5, 17a-12. and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/24 MM/DD/YY AND ENDING 12/31/24 MM/ DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM : Arbor Research & Trading, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer 0 Security· based swap dealer **o Check here if respondent is also an OTC derivatives dealer** o Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 22333 Classic Court | | (NO. and Street) | | | | |---------------------------------------------|---------------------------------------------------------------------------|---------|---------------------------------|--| | Lake Barrington | IL | | 60010 | | | IGty) | (State) | | (Zip Code) | | | PERSON TO CONTAG WITH REGARD TO THIS FILING | | | | | | Michael Moise | 847 -7 56-3509 | | michael.moise@arborresearch.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing> | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 20646 Abbey Woods Ct N, Suite 201 | Frankfort | IL | 60423 | | | IAddress) | IGty) | IState) | lZip Code) | | | | | 5376 | | | # Irte of Registration with PCADS)(lf appr;cable) FOR OFFICIAL USE ONLY IPCADS Registration Number, if applicable) I **.. Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported** by a **statement of facts and circumstances relied on as the basis of the exemption. See 17** CFR 240.17a·5Ie)(…Read the full text as markdown