Full text of ARBOR RESEARCH & TRADING, LLC's X-17A-5 filed 2023-02-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Arbor Research & Trading, LLC** (SEC File No. 8-38818) Statement of Financial Condition as of December 31, 2022, and Report of Independent Registered Public Accounting Firm Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | # ANNUAL REPORTS FORM X-17A-S PART III | SEC FILE NUMBER | |-----------------| | 8-38818 | #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-------------------|---------------------------------|--|--|--|--|--| | Michael Moise | 847·756·3509 | | michael.moise@arborresearch.com | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | Lake Barrington<br>Illinois | | | 60010 | | | | | | | | (No. and Street) | | | | | | | | | 22333 Classic Court | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (DO not use a P.O. box no.) | | | | | | | | | | o Security-based swap dealer<br>o Major security-based swap participant<br>[j!] Broker-dealer<br>o Check here if respondent is also an OTe derivatives dealer | | | | | | | | | | lYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | NAME OF FIRM: Arbor Research & Trading, LLC | | | | | | | | | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | MM/DD/YV | | 12_'_3.,1'_2.,2<br>MM/DD/YY | | | | | | | FILING FOR THE PERIOD BEG INNING | ___<br>0_1_'_0.,.1'_2.,.2 _ | __ AND ENDING ___ | __<br>_ | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing' ### DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | (Name - if individual, state last, first, and middle name) | | | | |--------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------|--| | 20646 Abbey Wood…Read the full text as markdown