Full text of ARBOR RESEARCH & TRADING, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Arbor Research** & **Trading, LLC** (SEC File No. 8-38818) Statement of Financial Condition as of December 31 , 2021 , and Report of Independent Registered Public Accounting Firm Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 8-38818 ### ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>847-756-3509<br>(Area Code - Telephone Number) | | michael.moise@arborresearch.com<br>(Email Address) | |------------------------------------------------------------------------------------------------|------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | (State) | | (Zip Code) | | Illinois | | 60010 | | (No. and Street) | | | | | | | | | | | | & Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | | | MM/DD/YY | | MM/DD/YY | | 01/01/21 | AND ENDING | 12/31/21 | | | | A. REGISTRANT IDENTIFICATION<br>NAME OF FIRM: Arbor Research & Trading, LLC<br>_ Major security-based swap participant<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | ### DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|----------|--------------------------------------------| | | 20646 Abbey Woods Ct N, Suite 201 Frankfort | Illinois | 60423 | | (Address) | (City) | (State) | (Zip Code) | | | | 5376 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of in…Read the full text as markdown