Full text of ARBOR RESEARCH & TRADING, LLC's X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Arbor Research & Trading, LLC (SEC File No. 8-38818) Statement of Financial Condition as of December 31, 2020, and Report of Independent Registered Public Accounting Firm Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 SEC FILE NUMBER Expires: August 31, 2023 Estimated average burden hours per response . . . . 12.00 8-38818 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | |----------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|---------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER - DEALER: Arbor Research & Trading, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM L.D. NO. | | 22333 Classic Court | | | | | | (No. and Street) | | | | Lake Barrington | Illinois | | 60010 | | (State)<br>(City) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | Michael P. Moise | | | 847-304-1550<br>(Area Code - Telephone No.) | | | | | | | | B. ACCOUNTANT IDEATIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 9501 W. 1718 Street. Ste H-103 Tinlev Park | | 11 | 60487 | | (Address)<br>(City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | X Certified Public Accountant | | | | | Public Accountant | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | * Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form dis…Read the full text as markdown