Full text of SAL EQUITY TRADING, GP's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSfATES SECURJT1ESAND EXCHANGE COMMISSION** Washington, D.C. 20549 #### 0MB APPROVAL 0MB Number: 3235--0123 Expires: August 31, 2020 Estimated average burden hours per resconse ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | B-43174 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | REPORT FOR THE PERIOD BEGINN1NG_O_1_/_O_1 /_1_9 _____ AND ENDING __ 1 _<br>MM/0D/YY | | 2/_3_1_/1_9 ___ _<br>MM/DDNY | | |----------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------|------------|-----------------------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: SAL EQUITY TRADING, GP | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>401 CITY AVENUE, SUITE 2 20 | | | FIRM 1.D. NO. | | | | (No. and Street) | | | | | BALACYNWYD | PA | | 19004 | | | (City) | (State) | (Zip Code) | | | | ROBERT SACK<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Repo�<br>EISNERAMPER LLP | B. ACCOUNT ANT IDENTIFICATION | | 610-817-2812<br>(Area Code- Telephone Number) | | | | (Name - if individual, stau lost, first, middle name) | | | | | 750 THIRD AVENUE | NEW YORK | NY | | | | | | | 10017 | | | (Address) | (C11:y) | (State) | (Zip Code) | | *must be supported by a s1a1e1ne111 of facts and circ11ms1ances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. SEC 1410 (06-02) {1}------------------------------------------------ # **OATH OR AFFIRMATION** | l, __R<br>EOB | RT_C__S_A_K C_______________________ , swear (or affirm) that, to the best of | |----------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------| | L S AEQUITY TRADING, GP | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of<br>, as | | of DE<br>EMC<br>ER…Read the full text as markdown