Full text of SAL EQUITY TRADING, GP's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | | |--------------------------|--|--|--|--| | OMS Number: 3235-0123 | | | | | | Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | | | | | |-----------------|--|--|--|--|--| |-----------------|--|--|--|--|--| 8-43174 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | D BEGINNING __ o_l/_O_l/_<br>FILING FOR THE PERI<br>O | _2 0<br>_2_1 | _ | AND ENDING ___ __12_1_3_1 | 1<br>1_20_2<br>__<br>_ | |----------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|---------------------------|----------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A REGISTRANT IDENTIFICATION | | | | | FIRM: OF __ s__L A_EQ_u_T1_TR_Y_o_1N_<br>N<br>ME<br>A | | | | ,_G_P__________________ _ | | TYPE REGISTR<br>OF<br>ANT (check all applicable boxes):<br>□ Security-<br>gBroker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | based swap dealer | □ Major security-based swap participant | | | | ADDRESS PRINCIPAL<br>OF | PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 401 CITY AVENUE, SUITE 220 | | | | | | | (No. and Street) | | | | | BALA CYNWYD | | PA | | 19004 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | ROBERT SACK | 610-617-2812 | | | ROB.SACK@SIG.COM | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC<br>ACCOUNTANT | whose reports are contained in this filing* | | | | | EISNERAMPER, LLP | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | 733 THIRD AVENUE | NEW YORK | | NY | 10017 | | (Address) | (City) | | (State) | (Zip Code) | | 09/29/2003 | | | 274 | | | of R,g;«rnhoo w;th PCAOBJ{;f applcableJ | | | | (PCAOB Reg;«raMa N,mbe,, ;f appUcableJ | | l" | FOR OFFICIAL USE ONLY | | | I | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statem…Read the full text as markdown