Full text of SAL EQUITY TRADING, GP's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | | | | |--------------------------|--|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | | Expires: Nov. 30, 2026 | | | | | | | Estimated average burden | | | | | | | hours per response: 12 | | | | | | **SEC FILE NUMBER** 8-43174 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O **1/01/2023** **MM/00/YY** AND ENDING **12/31/2023 MM/00/YY** **A. REGISTRANT IDENTIFICATION** # **NAME OF FIRM:** SAL EQUITY TRADING, GP TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer D Security-based swap dealer □ Major security-based swap participant **D Check here if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 401 CITY AVENUE, SUITE 220 | (No. and Street) | | | | | | |------------------|---------|------------|--|--|--| | BALA<br>CYNWYD | PA | 19004 | | | | | (City) | (State) | (Zip Code) | | | | #### PERSON TO CONTACT WITH REGARD TO THIS FILING # ROBERT SACK 610-617-2812 ROB.SACK@SIG.COM ### **(Name) (Area Code -Telephone Number) (Email Address)** # **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• # PricewaterhouseCoopers LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | |------------------------------------------------------------|----------------------|--------------------------------------------|------------|--|--|--|--| | 300 Madison Avenue | New York | NY | 10017 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/20/2003 | | 238 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFIOAL USE ONLY | | | | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public **accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e}(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form** displays a currently valid 0MB control number. {1}-------------------------------…Read the full text as markdown