Full text of SAL EQUITY TRADING, GP's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES** SECURITIES AND **EXCHANGE** COMMISSION Washington, D.C. 20549 **0MB APPROVAL** 0MB Number: 3235-0123 Expires: October 31, 2023 **Estimated average burden** hours oer resoonse ...... 12.00 SEC FILE NUMBER s-43174 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** **FACING PAGE** **Information Required of Brokers** and **Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | 01/01 /20 | | 12/31/20 | |----------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------|--------------------------------| | REPORT FOR THE PERIOD BEGINNING | MM/DDIYY | AND ENDING | --------<br>-<br>-<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: SAL EQUITY TRADING, GP | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>401 CITY AVENUE, SUITE 220 | | | FIRM I.D. NO. | | | (No. and Street) | | | | BALACYNWYD | PA | | 19004 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>ROBERT SACK | B. ACCOUNT ANT IDENTIFICATION | 610-617-2812 | (Area Code -Telephone Number) | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report•<br>EISNERAMPER, LLP | (Name - ifintlividuat, stale last, first, middle name) | | | | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | {Address) | (City) | (Staie) | (Zip Code) | | CHECK ONE:<br>I✓ I<br>certified Public Accountant<br>Public Accountant<br>B<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported /Jy a statement of facts and circumstances relied 011 as the basis for the exemption. See Section 240. J 7a-5(e)(2)* > **Potential persons who are to respond to the collection** of Information contained In this form are not required to respond **unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of<br>L EQUITY TAR…Read the full text as markdown