Full text of SAL EQUITY TRADING, GP's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAL<br>0MB Number: 3235 0123<br>Expires: Oc1. 31, 2023<br>Estimated Jverage burden<br>hours perresponse. 12 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------|-------------------------------------|--------------------------------------------|--|--| | | | SFC Fllf NUMBER | | | | | | FORM X-17A-5 | | 8-43174 | | | | | PART Ill | | | | | | Information Required Pursuant to Rules 17a-S, Ua-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING Q 1/01/2022 | FACING PAGE<br>MM/00/YY | | AND ENDING 12/31/2022<br>MM/00/YY | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: SAL EQUITY TRADING, GP | | | | | | | TYPE OF REGISTRANT (check all applicable boxes}:<br>0 Brokerdealer<br>D Check here if re�pondent 1s also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.}<br>401 CITY AVENUE, SUITE 220 | [1 Security-based swap dealer | | D Major security-based swap participant | | | | | (No1nd Street) | | | | | | BALA CYNWYD | PA | | 19004 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ROBERT SACK | | | | | | | (Name) | 610-617-2812<br>(Area Code -Telephone N11mber) | ROB.SACK@SIG.COM<br>(Email Address) | | | | | | | | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>EISNERAMPER, LLP | | | | | | | 733 THIRD AVENUE | (Name - if individual. �tate la�t. first, and middle name)<br>NEW YORK | NY | 10017 | | | | (Address)<br>09/29/2003 | (City) | (State)<br>274 | (lip Code) | | | | | | | (PCAOB R,g;,.,a<io, N,mb", ;1 appi,cablo)I | | | | ' Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by d statement of facts and circumstances relied 011 as the bosis or the exemption. See 17 | FOR OFFICIAL USE ONLY | | | | | **CFR 240.17a-S(e)(1)(ii), if applicable.** **Persons who are to respond to the collection of information contained i…Read the full text as markdown