Full text of EARLYBIRDCAPITAL, INC.'s X-17A-5 filed 2021-05-26 (period 2021-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Filed pursuant to Rule l 7a-5(e)(3) as a Public Document. {1}------------------------------------------------ | An Oath or Affirmation 1-2 | | |-----------------------------------------------------------|--| | Report oflndependent Registered Public Accounting Firm 3 | | | Statement of Financial Condition 4 | | | Notes to Financial Statements 5-13 | | {2}------------------------------------------------ **UNITED STATES SECURITJESAND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant** to **Section 17 of the Securities Exchange Act of 1934 and Rule l** 7a-5 **Thereunder** | REPORT FOR THE PERIOD BEGINNING 02/01 /20 | | -----------<br>AND ENDING 01/31/21 | | | |----------------------------------------------------------------------------------------------------------------|------------------------------------------------------|------------------------------------|---------------------------------|--| | | MM!DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME or BROKER-DEALER: EarlyBirdCapital, Inc. | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | One Huntington Quadrangle Suite 4C18 | | | | | | | (No. ~nd Street) | | | | | Melville | NY | | 11747 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Michelle M. Pendergast 631-770-0667 | | | | | | | | | ( Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | Marcum LLP | | | | | | | (Name - if'individual. sla/e las!first. middle name) | | | | | 730 Third Ave 11th Floor | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Cod~) | | | CHECK ONE: | | | | | | IV I<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | a<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | ## **FOR OFFICIAL USE ONLY** *\*Claims.for exemptionji-om the requirement that the annual report he covered by the opinion* <>/' *an independent public accountant must be supported by a statement o/facts and circ11111sta11ces relied on as the basis for the exemption. See Section 240.J 7a-5(e)(2)* > **Potential persons who are to respond to the collectio…Read the full text as markdown