Full text of EARLYBIRDCAPITAL, INC.'s X-17A-5 filed 2026-03-31 (period 2026-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ EarlyBirdCapital, Inc. (A Wholly Owned Subsidiary of EBC Holdings, Inc.) Statement of Financial Condition January 31, 2026 Filed pursuant to Rule 17a-5(e)(3) as a Public Document. {1}------------------------------------------------ # Financial Statements | An Oath or Affirmation | | |---------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm | | | Statement of Financial Condition | | | Notes to Financial Statements | | {2}------------------------------------------------ OMB APPROVAL IINITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-43828 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 01/31/2026 FILING FOR THE PERIOD BEGINNING 02/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: EarlyBirdCapital, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [] Security-based swap dealer | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1 Huntington Quadrangle Ste 1C15 (No. and Street) Melville NY 11747 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 631-770-0667 Michelle Pendergast mpendergast@ebcap.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* CBiz CPA's (Name - if individual, state last, first, and middle name) 5 Bryant Park 1065 Avenue of the Americas New York NY 10018 (Address) (City) (State) (Zip Code) 10/22/2003 199 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {3}------------------------------------------------ #### OATH OR AFFIRM…Read the full text as markdown