Full text of EARLYBIRDCAPITAL, INC.'s X-17A-5 filed 2025-03-27 (period 2025-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ EarlyBirdCapital, Inc. (A Wholly Owned Subsidiary ofEBC Holdings, Inc.) Statement of Financial Condition January 31 , 2025 Filed pursuant to Rule l 7a-5(e)(3) as a Public Document. {1}------------------------------------------------ | An Oath or Affirmation<br><br><br><br><br><br><br><br><br><br><br><br> | 1-2 | |----------------------------------------------------------------------------|-----| | Report oflndependent Registered Public Accounting Firm<br><br><br><br><br> | 3 | | Statement of Financial Condition<br><br><br><br><br><br><br><br><br><br> | 4 | | Notes to Financial Statements<br><br><br><br><br><br><br><br><br><br><br> | 5-1 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER | | FACING PAGE | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|-----------------------------------------------------------------------------------------------------------|--|--|--|--| | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 02/01/2024 | | AND ENDING O 1/31/2025 | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: EarlyBirdCapital, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1 Huntington Quadrangle Ste 1C15 | | | | | | | | | (No. and Street) | | | | | | | Melville | NY | 11747 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Michelle Pendergast | 631--770-0667 | mpendergast@ebcap.com | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Marcum LLP | | | | | | | | (Name - if individual, state last, first, an…Read the full text as markdown