Full text of EARLYBIRDCAPITAL, INC.'s X-17A-5 filed 2022-03-28 (period 2022-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Filed pursuant to Rule l 7a-5(e)(3) as a Public Document. {1}------------------------------------------------ | An Oath or Affirmation 1-2 | | |-----------------------------------------------------------|--| | Report oflndependent Registered Public Accounting Firm 3 | | | Statement of Financial Condition 4 | | | Notes to Financial Statements 5-12 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-S PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-43828 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 02/01/2021 | | AND ENDING 01/31/2022 | |--------------------------------------------|----------|-----------------------| | | MM/DD/YY | MM/DD/YY | **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: EarlyBirdCapital, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # One Huntington Quadrangle Suite 4C18 | | | (No. and Street) | | | | |-------------------------------------------------|------------------------------------------------------------|------------------|-------------------------------|-----------------|------------------------------------------| | Melville | | | NY | | 11747 | | (City) | | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Michelle M. Pendergast 631-770-0667 | | | | | mpendergast@ebcap.com | | (Name) | | | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Marcum LLP | (Name - if individual, state last, first, and middle name) | | | | | | 730 Third Avenue 11th Floor New York | | | | NY | 10017 | | (Address) | | (City) | | (State) | (Zip Code) | | 10/16/2003 | | | | 688 | | | rte<br>of Reg;~rat;oo w;th PCAOB)(;f appHcable) | | | | | (PCAOB Reg;~,at;oo N,mbe,, ;f appHcable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of f…Read the full text as markdown