Full text of EARLYBIRDCAPITAL, INC.'s X-17A-5 filed 2023-03-23 (period 2023-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ EarlyBirdCapital, Inc. (A Wholly Owned Subsidiary ofEBC Holdings, Inc.) Statement of Financial Condition January 31 , 2023 Filed pursuant to Rule l 7a-5(e)(3) as a Public Document. {1}------------------------------------------------ | An Oath or Affirmation 1-2 | | |-----------------------------------------------------------|--| | Report oflndependent Registered Public Accounting Firm 3 | | | Statement of Financial Condition 4 | | | Notes to Financial Statements 5-12 | | {2}------------------------------------------------ | | UNITED STATES | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|--------------------------------------|---------|------------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | | | | | SEC FILE NUMBER | | | | | | | | | | FORM X-17A-5 | | 8-43828 | | | | | | | PART Ill | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 02/01/2022 | | FACING PAGE<br>MM/0D/YY | | AND ENDING 01/31/2023<br>MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: EarlyBirdCapital, Inc. | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | One Huntington Quadrangle Suite 1C15 | | | | | | | | | | | (No. and Street} | | | | | | | Melville | | NY | | 11747 | | | | | (City} | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Michelle M. Pendergast 631-770-0667 | | | | mpendergast@ebcap.com | | | | | (N:am<>) | | (Ar<>:a Codta - T<>l<>phon<> Number) | | (lem:,il Address:) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Marcum LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) |…Read the full text as markdown