Full text of WATERMARK SECURITIES, INC.'s X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Watermark Securities, Inc.** Report in Accordance with Rule 17a-5( e )(4) Year Ended December 31 , 2020 {1}------------------------------------------------ ## Watermark Securities, Inc. ### Contents | Facing Page to Form X-17A-5 | 2A | |-------------------------------------|-----| | Affirmation of Officer | 2B | | Independent Accountant'<br>s Report | 3 | | Form SIPC-7 | 4-5 | {2}------------------------------------------------ #### UNITEDSTATES SECURITlESAND EXCHANGE COMMISSION Washington, D.C. 20549 PUBLIC SEC 1410 (11 ·05) ## **ANNUAL AUDITED REPORT FORM X·17A·5 PART Ill** | | OMB APPROVAL | | |-------------------|--------------|--------------------------| | OMB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | | | Estimated average burden | | hours perresoonse | | 12.00 | | SEC ALE NUMBER | |----------------| | 8-43902 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ___<br>___<br>o_1_1_0_11_2_o | AND ENDTNG | ___<br>1_2_13_1_12_0 | ___<br>_ | |----------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|----------------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Watermark Securities, Inc. | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D. NO. | | | | 900 Third Avenue | | | | | | {No. and Street) | | | | | New York | New York | | 10022 | | | (City) | (State) | | (lip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Michael Link | B. ACCOUNTANT IDENTIFICATION | | 212-451-1187 | (Area Code - Telephone Number) | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | BOO USA, LLP | | | | | | (Name - if individual. state last. first. middle name) | | | | | 100 Park Avenue | New York | New York | | 10017 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE:<br>I/'<br>!certified Public Accountant<br>B<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | POR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the…Read the full text as markdown