Full text of WATERMARK SECURITIES, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Watermark Securities, Inc.** Statement of Financial Condition December 31, 2021 FILED PURSUANT TO RULE 17a-5(e)(3) AS A PUBLIC DOCUMENT {1}------------------------------------------------ # Watermark Securities, Inc. ### Contents | Facing Page to Form X-17A-5 | 2A | |---------------------------------------------------------|-----| | Affirmation of Officer | 2B | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-9 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** PUBLIC 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** SEC FILE NUMBER 8-43902 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_\_ 11\_1\_12\_1 \_\_\_ AND ENDING \_\_ 1\_2\_/3\_1\_/2\_1 \_\_\_ \_ MWDDNY MWDDNY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Watermark Securites, Inc. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 900 Third Avenue (No. and Street) New York New York 10022 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Michael Link 212-451 - 1187 mlink@zweig-dimenna.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing \* 100 Park Avenue (Address) 10/08/2003 BOO USA, LLP (Name - if individual, state last, first, and middle name) New York New York (City) (State) 243 **FOR OFFICIAL USE ONLY** 10017 (Zip Code) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {3}------------------------------------------…Read the full text as markdown